I Received a Target Letter from the FBI, DOJ or U.S. Attorney Office… Now What?
Call the Federal Defense Law Firm and Former Justice Department Prosecutors of Oberheiden P.C. Today: Free & Confidential There are two ways to look at an FBI target letter The obvious way is to see the seriousness of its message; after all, FBI target letters essentially announce upcoming federal charges...Read more
What to Do If You Receive a FINRA 8210 Letter
Securities professionals and associated persons in the financial services industry who are being scrutinized by FINRA will likely first learn of an investigation when they receive an 8210 Letter, also known as an On-the-Record (OTR) Notice, which comes when there is a possibility that you violated FINRA rules. The letter...Read more