Securities Litigation Practice Areas
The securities litigation attorneys at Oberheiden, P.C. are here for you.
Securities Litigation Services
- Litigation Defense & Compliance Lawyers for Banks
- BSA Enforcement Defense Attorneys
- BSA Red Flags
- CFPB Audit Defense
- CFPB Compliance
- CFPB Investigation Defense Lawyer
- SEC Compliance Attorney
- CFPB CID & Audits Defense Lawyers
- Corporate Transparency Act
- Customer Identification Program Requirements
- Dow Jones Defense Attorneys
- FBAR Compliance
- FDIC Investigation & Fraud Defense Attorneys
- FFIEC Compliance
- Financial Crimes Compliance Attorney
- Financial Institution Attorneys
- Litigation Defense & Compliance Attorneys for Hedge Funds
- Investment Advisors Act Lawyer
- Nasdaq Defense Attorney
- OCC Enforcement Defense Attorney
- Litigation Defense & Compliance Lawyers for Private Equity Funds
Anti Money Laundering
- AML Red Flags
- FINCEN Anti-Money Laundering (AML) Compliance Audits & Investigation Defense
- Money Laundering Defense Attorney
- What You Should Do When You Are Under Investigation for Money Laundering?
FCPA
- Anti-Corruption Laws
- Does the FCPA Apply to Foreign Companies?
- FCPA Compliance Services
- 5 Things You Need to Know About FCPA Compliance in 2022
- FCPA Compliance Best Practices
- FCPA Compliance and Investigation Defense for the Construction Industry
- How to Develop A FCPA Compliance Policy
- FCPA Compliance and Investigation Defense for the Hospitality Industry
- FCPA Compliance Jobs and Salary
- Where to Go for FCPA Compliance Training
- DOJ FCPA Guidance
- How to Conduct FCPA Due Diligence and Audits
- FCPA Due Diligence Attorneys & Consultants for M&A
- FCPA Investigation Checklist
- FCPA Investigation Law Firm
- FCPA Penalties & Violations Overview
OFAC Compliance
- OFAC Administrative Subpoenas
- Filing an Interpretive Guidance Request with OFAC
- OFAC – Internal Investigations and Case Reviews
- OFAC Licensing
- Removal from the Specially Designated Nationals List (SDN List)
- OFAC Sanctions Lawyer
- OFAC Counsel – Unblocking Frozen Funds or Assets
- OFAC Voluntary Self-Disclosures
SEC Fraud Defense
- CFTC Investigation Defense
- SEC Cherry Picking Defense
- Understanding Criminal Violations of the Federal Securities Laws
- Cybersecurity and the SEC
- Falsified Financial Statements Defense
- FINRA Defense Attorneys
- FINRA Investigation Process
- Insider Trading Defense
- Microcap Fraud Defense
- Mutual Fund Fraud Defense
- Omissions and Misrepresentations Defense
- Ponzi Scheme Defense
- SEC Investigation Process
- Short Selling Abuse Defense
- Stock Fraud Defense
- Unauthorized Trading Attorneys
- SEC/FINRA Wells Notice Response Lawyers
- Five SEC Whistleblower Defense Strategies
Geographic Areas for SEC Fraud Defense
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